Subscribe

Exchange-Traded Funds (ETFs)

No Items Found!

SEC Staff Issues FAQs On Tailored Shareholder Reports

Read more

SEC Staff Issues Statement on ETF Disclosure of Foreign Currency Holdings

Read more

SEC Staff Grants No-Action Relief Under Section 17 and Rule 17d-1 Thereunder Allowing Fund to Enter Transaction Agreement with New Adviser

Read more

SEC Division of Examinations Releases its 2024 Examination Priorities

Read more

SEC Adopts Amendments to the Fund “Names Rule”

Read more

SEC Staff Release Statement on Risk Legend Used by Non-transparent ETFs

Read more

SEC Proposes New Cybersecurity Requirements for Certain Market Entities and Reopens Comment Period for Proposed Cybersecurity Rules for Registered Advisers and Funds

Read more

SEC Proposes Amendments to Regulation S-P

Read more

SEC Proposes New Safeguarding Rule for Investment Advisers

Read more

SEC Division of Examinations Releases its 2023 Examination Priorities

Read more

SEC Settles Charges with Security Valuation Provider for Providing Misleading Disclosures About Its Valuation Methodologies

Read more

ISS Releases Annual Proxy Voting Guideline Updates

Read more

SEC Adopts Amendments to Increase Proxy Voting Transparency

Read more

SEC Adopts Amendments Relating to Shareholder Reports and Investment Company Advertisements

Read more

SEC Approves First Single-Stock ETFs in US; More Are in the Pipeline

Read more

The opinions expressed are those of the author(s) and do not necessarily reflect the views of the firm or its clients, or any of its or their respective affiliates. This article is for general information purposes and is not intended to be and should not be taken as legal advice.