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SEC Proposes Amendments to Fund “Names Rule” and Proposes Amendments Concerning ESG Investment Practices

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SEC Announces 2022 Examination Priorities

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Financial Services Company Fined $100 Million and Agrees to Pursue Registration of its Crypto Lending Product

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SEC Proposes Amendments to Modernize Rules Governing Beneficial Ownership Reporting

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SEC Proposes Amendments to Rule 10b5-1 and Enhanced Disclosures Relating to Rule 10b5-1 Trading Plans in Issuer Reports and Certain Section 16 Reporting Forms

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SEC Proposes Amendments to Update Electronic Filing Requirements

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SEC Issues Statement on Funds Investing in Bitcoin Futures

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SEC Publishes New FAQ on Form N-CEN

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SEC Withdraws and Modifies Certain Staff Letters in Light of Rule 18f-4

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SEC Amends Rules to Facilitate Electronic Submission of Documents

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SEC Adopts Rule to Modernize Fund Valuation Practices

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Compliance and Effective Dates Set for Final Rule and Related Amendments for Fund-of-Funds Arrangements

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SEC Adopts Modernized Regulatory Framework for Derivatives Use by Registered Investment Companies and Business Development Companies

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SEC Staff’s Latest Dear CFO Letters Rescind or Modify Certain Existing Staff Positions and Express New Staff Positions

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SEC Adopts Final Rule and Related Amendments for Fund-of-Funds Arrangements

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SEC Extends In-Person Meeting Relief for Fund Boards

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SEC Provides Temporary Relief to Business Development Companies Related to COVID-19

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