Subscribe

BDCs

No Items Found!

SEC Releases Materials on T+1 Settlement Cycle Adoption in Advance of May Compliance Date

Read more

SEC Provides Guidance on Determining Investment Company Status in SPAC Rule Release

Read more

SEC Releases Staff Report on Definition of Accredited Investor

Read more

SEC Issues Updated Fall 2023 Regulatory Agenda

Read more

SEC Settles Charges Against Ratings Agencies Relating to Alleged Recordkeeping Failures

Read more

SEC Adopts Amendments Relating to Shareholder Reports and Investment Company Advertisements

Read more

SEC Proposes Amendments to Fund “Names Rule” and Proposes Amendments Concerning ESG Investment Practices

Read more

SEC Announces 2022 Examination Priorities

Read more

Financial Services Company Fined $100 Million and Agrees to Pursue Registration of its Crypto Lending Product

Read more

SEC Proposes Amendments to Modernize Rules Governing Beneficial Ownership Reporting

Read more

SEC Proposes Amendments to Rule 10b5-1 and Enhanced Disclosures Relating to Rule 10b5-1 Trading Plans in Issuer Reports and Certain Section 16 Reporting Forms

Read more

SEC Proposes Amendments to Update Electronic Filing Requirements

Read more

SEC Issues Statement on Funds Investing in Bitcoin Futures

Read more

SEC Publishes New FAQ on Form N-CEN

Read more

SEC Withdraws and Modifies Certain Staff Letters in Light of Rule 18f-4

Read more

SEC Amends Rules to Facilitate Electronic Submission of Documents

Read more

SEC Adopts Rule to Modernize Fund Valuation Practices

Read more

Compliance and Effective Dates Set for Final Rule and Related Amendments for Fund-of-Funds Arrangements

Read more

SEC Adopts Modernized Regulatory Framework for Derivatives Use by Registered Investment Companies and Business Development Companies

Read more

SEC Staff’s Latest Dear CFO Letters Rescind or Modify Certain Existing Staff Positions and Express New Staff Positions

Read more

SEC Adopts Final Rule and Related Amendments for Fund-of-Funds Arrangements

Read more

SEC Extends In-Person Meeting Relief for Fund Boards

Read more

SEC Provides Temporary Relief to Business Development Companies Related to COVID-19

Read more

The opinions expressed are those of the author(s) and do not necessarily reflect the views of the firm or its clients, or any of its or their respective affiliates. This article is for general information purposes and is not intended to be and should not be taken as legal advice.