December 1, 2022
Who may be interested: Compliance and investment personnel of registered funds with responsibility for proxy voting matters and Form 13f reporting managers.
Quick Take: The SEC recently adopted rule and form amendments to enhance the information that registered funds must annually report on Form N-PX regarding proxy voting, including, among other matters, how many portfolio securities a registered fund has on loan that are not recalled for voting.
The amendments also create a new requirement for institutional investment managers subject to Section 13(f) of the Exchange Act to report on Form N-PX how they voted proxies related to executive compensation (“say on pay”) matters for securities over which they exercised voting power.
For an in-depth discussion of these changes, S&K’s client alert can be found here.
The SEC press release detailing the new requirements can be found here.
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The opinions expressed are those of the author(s) and do not necessarily reflect the views of the firm or its clients, or any of its or their respective affiliates. This article is for general information purposes and is not intended to be and should not be taken as legal advice.
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