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Highlighting Regulatory Developments in Mutual Funds, ETFs, Closed-End Funds, and BDCs

MUTUAL FUNDS

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EXCHANGE TRADED FUNDS (ETFs)

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REGULATORY COMPLIANCE & ENFORCEMENT

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INVESTMENT ADVISERS

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CLOSED-END FUNDS

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BDCs

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The 40 Act Blog is published by the Registered Funds Group at Seward & Kissel LLP and reviews current regulatory matters of interest to attorneys, compliance officers, executives, and other participants in the investment management industry.
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