Seward & Kissel Posts a Memorandum on Proposed Changes to Compensation Rule for Registered Investment Advisers

May 13, 2011

Seward & Kissel LLP recently posted “Memorandum: SEC to Change Registered Investment Adviser Performance Compensation Rule and Proposes Transition Rules.”

Click here to access the memorandum.


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Exchange-Traded Funds (ETFs), Investment Advisers, Investment Companies, Regulatory