Seward & Kissel Issues a Memorandum Reminding Clients About the Rescission of the 4.13(a)(4) Exemption

April 20, 2012

The CFTC recently issued final rules adopting amendments to Part 4 of its regulations, including rescinding the exemption from commodity pool operator ("CPO") registration in CFTC Regulation 4.13(a)(4) effective as of April 25, 2012.  This memorandum reminds clients about applicable deadlines related to the rescission of that exemption.

Click to access the memorandum.


Investment Advisers, Investment Companies, Regulatory