SEC’s Division of Investment Management Modifies Custody Q&A Release

May 20, 2010

After the recent adoption of amendments to Rule 206(4)-2 under the Advisers Act, the "custody rule," the SEC staff prepared responses to questions about the new amendments.  The SEC expects to update the Q&A from time to time in order to respond to additional questions raised by the industry.

Click here to access the updated Q&A.


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Investment Advisers, Regulatory