SEC Director of Investment Management Dalia Blass Delivers Remarks at IDC – 2018 Fund Directors Conference

November 1, 2018

On October 16, 2018, the SEC’s Director of the Division of Investment Management (Division), Dalia Blass, delivered a speech at the Independent Directors Council (IDC) 2018 Fund Directors Conference.

During her speech, Director Blass made observations regarding the Division’s Board Outreach Initiative, and discussed the framework for staff consideration of the responsibilities of fund boards of directors. In reviewing the broader work of the Division and its relationship to the work of fund boards, Director Blass discussed the organization of the Division’s priorities around three principles: (1) improving the retail investor experience, (2) modernizing the regulatory framework and engagement, and (3) leveraging resources efficiently.


Categories

Compliance, Exchange-Traded Funds (ETFs), Investment Advisers, Investment Companies, Mutual Funds, Regulatory, Speeches & Testimony