SEC Delays Compliance Date for Municipal Adviser Registration Until July 1, 2014

January 13, 2014

The SEC moved the compliance date for municipal adviser registration to July 1, 2014. The SEC approved the final municipal adviser registration rules in 2013, as required by the Dodd-Frank Act. The rules require municipal advisers to register with the SEC if they provide advice to municipal entities or certain other persons on the issuance of municipal securities, or about certain investment strategies or municipal derivatives. Click here for the press release announcing the new date.


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