SEC Approves Filing Fees for Exempt Reporting Advisers and Private Fund Advisers

October 25, 2011

The SEC issued an order approving filing fees for exempt reporting advisers filing Form ADV with the SEC and, consistent with one of its recent rule proposals, private fund advisers filing Form PF. The fee for exempt reporting advisers would apply starting with the date the order approving the fee is published in the Federal Register. If the Form PF proposal is adopted, the fees for private fund advisers would apply starting with the effective date of Rule 204(b)-1 under the Investment Advisers Act of 1940.

Click here to access the order.


Investment Advisers, Regulatory