SEC Adopts Technical Amendments to Rules and Forms Related to the FASB’s Accounting Standards Codification

August 10, 2011

The SEC adopted technical amendments to various rules and forms under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940. These revisions were necessary to conform those rules and forms to the FASB Accounting Standards Codification. The technical amendments include revision of certain rules in Regulation S-X, certain items in Regulation S-K, and various rules and forms prescribed under the Securities Act, Exchange Act and Investment Company Act. The technical amendments will be effective on the date of publication in the Federal Register.

Please Click here to access the final rule and the amendments.


Exchange-Traded Funds (ETFs), Investment Advisers, Investment Companies, Regulatory