SEC Adopts Technical Amendment to Procedures for Filing Applications for Orders for Exemptive Relief under Section 36 of the Exchange Act

July 19, 2011

The SEC is making technical amendments to the rule by which applications for exemptive relief under section 36 of the Securities Exchange Act of 1934 may be submitted electronically. The amendments are intended only to clarify and update references to an SEC website address and to eliminate certain formatting requirements. Publication is expected in the Federal Register during the week of July 18.

Click here to access the final rule.


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Exchange-Traded Funds (ETFs), Investment Advisers, Investment Companies, Regulatory