Market Moments: SEC’s Amendments to the Mutual Funds Shareholder Report

Join Seward & Kissel registered funds partner Paul Miller and counsel Alex Alberstadt for a discussion regarding the SEC’s amendments to rules governing mutual fund shareholder reports, including the new Tailored Shareholder Report format, and what happens to the other information currently included in shareholder reports. Alex and Paul will also discuss:

  • the background on the Rule
  • key changes to the shareholder report
  • material fund changes
  • the changes to Rule 30e-3

The discussion in this podcast is for informational purposes only and is not intended and should not be considered to be legal advice, and no attorney-client relationship is being created by this podcast. Attorney advertising.

The opinions expressed are those of the author(s) and do not necessarily reflect the views of the firm or its clients, or any of its or their respective affiliates. This article is for general information purposes and is not intended to be and should not be taken as legal advice.