June 3, 2010

SEC IM Director Speaks at Compliance Conference

Andrew J. Donohue, Director, Division of Investment Management of the SEC gave the keynote address at the ALI-ABA compliance conference in Washington, D.C.

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May 26, 2010

IM Director Donohue Speaks on Money Market Funds and the IFRS

SEC Division of Investment Management Director Buddy Donohue gave the keynote address reviewing some of the recent steps that the SEC has taken with respect to regulating money market funds.

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May 11, 2010

IM Director Donohue Speaks at CPA Conference

SEC Division of Investment Management Director Buddy Donohue spoke about recent amendments to Rule 2a-7 and the custody rule and explored the need to address investment companies' use of derivatives in light of rapid changes in the derivatives market.

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April 29, 2010

Commissioner Aguilar Speaks on Fiduciary Standard

SEC Commissioner Luis Aguilar spoke at the Investment Adviser Association Annual Conference in Chicago, Illinois on regulatory reform, including whether broker-dealers should be held to a fiduciary standard.

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April 24, 2010

SEC’s Division of Investment Management Director Speaks on History of the Investment Company Act and Investment Advisers Act

Andrew "Buddy" Donohue, the Director of the SEC's Division of Investment Management, spoke in Denver, Colorado about his Division's recent initiatives and industry's developments.

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April 16, 2010

Commissioner Aguilar Speaks on Systemic Risk

SEC Commissioner Luis Aguilar spoke at the ABA Systemic Risk Panel in New York on the topic of systemic risk, including the definition of systemic risk, the relationship between primary regulators and any systemic regulator, and the danger of regulatory discretion becoming a substitute for regulatory reform.

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April 8, 2010

SEC’s Division of Investment Management Speaks on Derivatives and Money Market Funds

Andrew "Buddy" Donohue, the Director of the SEC's Division of Investment Management, spoke at the Practising Law Institute's Investment Management Institute 2010 conference in New York on a number of topics, beginning with the comprehensive legislation proposed by Congress that could impact even the most fundamental aspects of how financial markets are governed.

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March 26, 2010

Commissioner Aguilar Speaks on Fiduciary Standard

SEC Commissioner Luis Aguilar spoke at the IA Compliance Best Practices Summit 2010 in Washington, D.C. on the fiduciary standard.

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March 15, 2010

Commissioner Aguilar Speaks on Money Market Reform

SEC Commissioner Luis Aguilar spoke at the Investment Company Institute and Federal Bar Association Mutual Funds and Investment Management Conference in Phoenix, Arizona on money market fund reform.

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January 26, 2010

Chairman Schapiro Speaks at CCOutreach Conference

SEC Chairman Mary L. Schapiro spoke at CCOutreach National Seminar in Washington, D.C.

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