February 23, 2016

SEC Extends Comment Period With Respect to Proposed Revisions to Transfer Agent Rules

On February 18, 2016, the SEC issued Exchange Act Release No. 34-77172 (the "Extension"), which extends the comment period for the Transfer Agent Release.  The SEC is extending the public comment period for 45 days, from February 29 to April 14, 2016.  The SEC believes this extension is appropriate in…

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February 10, 2016

SEC Seeks Comment on Proposed Revisions to Transfer Agent Rules

On December 22, 2015, the Securities and Exchange Commission (the "SEC") issued Exchange Act Release No. 34-76743 (the "Release"), which contains an Advance Notice of Proposed Rulemaking providing public notice that the SEC is considering new and amended rules governing transfer agents. The Release also contains a Concept Release addressing other aspects of transfer agent regulation.

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